The Danish Peace Academy
Perpetual Peace: A Philosophical Sketch
by Immanuel
Kant
Whether this satirical inscription on a Dutch innkeepers
sign upon which a burial ground was painted had for its object
mankind in general, or the rulers of states in particular, who are
insatiable of war, or merely the philosophers who dream this sweet
dream, it is not for us to decide. But one condition the author of
this essay wishes to lay down. The practical politician assumes the
attitude of looking down with great self-satisfaction on the
political theorist as a pedant whose empty ideas in no way threaten
the security of the state, inasmuch as the state must proceed on
empirical principles; so the theorist is allowed to play his game
without interference from the worldly-wise statesman. Such being
his attitude, the practical politician and this is the
condition I make should at least act consistently in the
case of a conflict and not suspect some danger to the state in the
political theorist's opinions which are ventured and publicly
expressed without any ulterior purpose. By this clausula
salvatoria the author desires formally and emphatically to
deprecate herewith any malevolent interpretation which might be
placed on his words.
SECTION I
CONTAINING THE PRELIMINARY ARTICLES FOR
PERPETUAL PEACE AMONG STATES
1. "No Treaty of Peace Shall Be Held Valid in Which There Is
Tacitly Reserved Matter for a Future War";
Otherwise a treaty would be only a truce, a suspension of
hostilities but not peace, which means the end of all hostilities
so much so that even to attach the word "perpetual" to it is
a dubious pleonasm. The causes for making future wars (which are
perhaps unknown to the contracting parties) are without exception
annihilated by the treaty of peace, even if they should be dug out
of dusty documents by acute sleuthing. When one or both parties to
a treaty of peace, being too exhausted to continue warring with
each other, make a tacit reservation (reservatio mentalis)
in regard to old claims to be elaborated only at some more
favorable opportunity in the future, the treaty is made in bad
faith, and we have an artifice worthy of the casuistry of a Jesuit.
Considered by itself, it is beneath the dignity of a sovereign,
just as the readiness to indulge in this kind of reasoning is
unworthy of the dignity of his minister.
But if, in consequence of enlightened concepts of statecraft,
the glory of the state is placed in its continual aggrandizement by
whatever means, my conclusion will appear merely academic and
pedantic.
2. "No Independent States, Large or Small, Shall Come under
the Dominion of Another State by Inheritance, Exchange, Purchase,
or Donation"
A state is not, like the ground which it occupies, a piece of
property (patrimonium). It is a society of men whom no one
else has any right to command or to dispose except the state
itself. It is a trunk with its own roots. But to incorporate it
into another state, like a graft, is to destroy its existence as a
moral person, reducing it to a thing; such incorporation thus
contradicts the idea of the original contract without which no
right over a people can be conceived.1
Everyone knows to what dangers Europe, the only part of the
world where this manner of acquisition is known, has been brought,
even down to the most recent times, by the presumption that states
could espouse one another; it is in part a new kind of industry for
gaining ascendancy by means of family alliances and without
expenditure of forces, and in part a way of extending one's domain.
Also the hiring-out of troops by one state to another, so that they
can be used against an enemy not common to both, is to be counted
under this principle; for in this manner the subjects, as though
they were things to be manipulated at pleasure, are used and also
used up.
3. "Standing Armies (miles perpetuus) Shall in Time Be
Totally Abolished";
For they incessantly menace other states by their readiness to
appear at all times prepared for war; they incite them to compete
with each other in the number of armed men, and there is no limit
to this. For this reason, the cost of peace finally becomes more
oppressive than that of a short war, and consequently a standing
army is itself a cause of offensive war waged in order to relieve
the state of this burden. Add to this that to pay men to kill or to
be killed seems to entail using them as mere machines and tools in
the hand of another (the state), and this is hardly compatible with
the rights of mankind in our own person. But the periodic and
voluntary military exercises of citizens who thereby secure
themselves and their country against foreign aggression are
entirely different.
The accumulation of treasure would have the same effect, for, of
the three powers the power of armies, of alliances, and of
money the third is perhaps the most dependable weapon. Such
accumulation of treasure is regarded by other states as a threat of
war, and if it were not for the difficulties in learning the
amount, it would force the other state to make an early attack.
4. "National Debts Shall Not Be Contracted with a View to the
External Friction of States";
This expedient of seeking aid within or without the state is
above suspicion when the purpose is domestic economy (e.g., the
improvement of roads, new settlements, establishment of stores
against unfruitful years, etc.). But as an opposing machine in the
antagonism of powers, a credit system which grows beyond sight and
which is yet a safe debt for the present requirements
because all the creditors do not require payment at one time
constitutes a dangerous money power. This ingenious invention of a
commercial people [England] in this century is dangerous because it
is a war treasure which exceeds the treasures of all other states;
it cannot be exhausted except by default of taxes (which is
inevitable), though it can be long delayed by the stimulus to trade
which occurs through the reaction of credit on industry and
commerce. This facility in making war, together with the
inclination to do so on the part of rulers--an inclination which
seems inborn in human nature is thus a great hindrance to
perpetual peace. Therefore, to forbid this credit system must be a
preliminary article of perpetual peace all the more because it must
eventually entangle many innocent states in the inevitable
bankruptcy and openly harm them. They are therefore justified in
allying themselves against such a state and its measures.
5. "No State Shall by Force Interfere with the Constitution
or Government of Another State";
For what is there to authorize it to do so? The offense,
perhaps, which a state gives to the subjects of another state?
Rather the example of the evil into which a state has fallen
because of its lawlessness should serve as a warning. Moreover, the
bad example which one free person affords another as a scandalum
acceptum is not an infringement of his rights. But it would be
quite different if a state, by internal rebellion, should fall into
two parts, each of which pretended to be a separate state making
claim to the whole. To lend assistance to one of these cannot be
considered an interference in the constitution of the other state
(for it is then in a state of anarchy) . But so long as the
internal dissension has not come to this critical point, such
interference by foreign powers would infringe on the rights of an
independent people struggling with its internal disease; hence it
would itself be an offense and would render the autonomy of all
states insecure.
6. "No State Shall, during War, Permit Such Acts of Hostility
Which Would Make Mutual Confidence in the Subsequent Peace
Impossible: Such Are the Employment of Assassins (percussores),
Poisoners (venefici), Breach of Capitulation, and Incitement to
Treason (perduellio) in the Opposing State";
These are dishonorable stratagems. For some confidence in the
character of the enemy must remain even in the midst of war, as
otherwise no peace could be concluded and the hostilities would
degenerate into a war of extermination (bellum
internecinum). War, however, is only the sad recourse in the
state of nature (where there is no tribunal which could judge with
the force of law) by which each state asserts its right by violence
and in which neither party can be adjudged unjust (for that would
presuppose a juridical decision); in lieu of such a decision, the
issue of the conflict (as if given by a so-called "judgment of
God") decides on which side justice lies. But between states no
punitive war (bellum punitivum) is conceivable, because
there is no relation between them of master and servant.
It follows that a war of extermination, in which the destruction
of both parties and of all justice can result, would permit
perpetual peace only in the vast burial ground of the human race.
Therefore, such a war and the use of all means leading to it must
be absolutely forbidden. But that the means cited do inevitably
lead to it is clear from the fact that these infernal arts, vile in
themselves, when once used would not long be confined to the sphere
of war. Take, for instance, the use of spies (uti
exploratoribus). In this, one employs the infamy of others
(which can never be entirely eradicated) only to encourage its
persistence even into the state of peace, to the undoing of the
very spirit of peace.
Although the laws stated are objectively, i.e., in so far as
they express the intention of rulers, mere prohibitions (leges
prohibitivae), some of them are of that strict kind which hold
regardless of circumstances (leges strictae) and which
demand prompt execution. Such are Nos. 1, 5, and 6. Others, like
Nos. 2, 3, and 4, while not exceptions from the rule of law,
nevertheless are subjectively broader (leges latae) in
respect to their observation, containing permission to delay their
execution without, however, losing sight of the end. This
permission does not authorize, under No. 2, for example, delaying
until doomsday (or, as Augustus used to say, ad calendas
Graecas) the re-establishment of the freedom of states which
have been deprived of it i.e., it does not permit us to fail
to do it, but it allows a delay to prevent precipitation which
might injure the goal striven for. For the prohibition concerns
only the manner of acquisition which is no longer permitted, but
not the possession, which, though not bearing a requisite title of
right, has nevertheless been held lawful in all states by the
public opinion of the time (the time of the putative
acquisition).2.
SECTION II
CONTAINING THE DEFINITIVE ARTICLES
FOR PERPETUAL PEACE AMONG STATES
The state of peace among men living side by side is not the
natural state (status naturalis); the natural state is one
of war. This does not always mean open hostilities, but at least an
unceasing threat of war. A state of peace, therefore, must be
established, for in order to be secured against hostility it is
not sufficient that hostilities simply be not committed; and,
unless this security is pledged to each by his neighbor (a thing
that can occur only in a civil state), each may treat his neighbor,
from whom he demands this security, as an enemy.3
FIRST DEFINITIVE ARTICLE FOR PERPETUAL
PEACE
"The Civil Constitution of Every State Should
Be Republican";
The only constitution which derives from the idea of the
original compact, and on which all juridical legislation of a
people must be based, is the republican.4 This constitution is established, firstly, by
principles of the freedom of the members of a society (as men);
secondly, by principles of dependence of all upon a single common
legislation (as subjects); and, thirdly, by the law of their
equality (as citizens). The republican constitution, therefore, is,
with respect to law, the one which is the original basis of every
form of civil constitution. The only question now is: Is it also
the one which can lead to perpetual peace?
The republican constitution, besides the purity of its origin
(having sprung from the pure source of the concept of law), also
gives a favorable prospect for the desired consequence, i.e.,
perpetual peace. The reason is this: if the consent of the citizens
is required in order to decide that war should be declared (and in
this constitution it cannot but be the case), nothing is more
natural than that they would be very cautious in commencing such a
poor game, decreeing for themselves all the calamities of war.
Among the latter would be: having to fight, having to pay the costs
of war from their own resources, having painfully to repair the
devastation war leaves behind, and, to fill up the measure of
evils, load themselves with a heavy national debt that would
embitter peace itself and that can never be liquidated on account
of constant wars in the future. But, on the other hand, in a
constitution which is not republican, and under which the subjects
are not citizens, a declaration of war is the easiest thing in the
world to decide upon, because war does not require of the ruler,
who is the proprietor and not a member of the state, the least
sacrifice of the pleasures of his table, the chase, his country
houses, his court functions, and the like. He may, therefore,
resolve on war as on a pleasure party for the most trivial reasons,
and with perfect indifference leave the justification which decency
requires to the diplomatic corps who are ever ready to provide
it.
In order not to confuse the republican constitution with the
democratic (as is commonly done), the following should be noted.
The forms of a state (civitas) can be divided either
according to the persons who possess the sovereign power or
according to the mode of administration exercised over the people
by the chief, whoever he may be. The first is properly called the
form of sovereignty (forma imperii), and there are only
three possible forms of it: autocracy, in which one, aristocracy,
in which some associated together, or democracy, in which all those
who constitute society, possess sovereign power. They may be
characterized, respectively, as the power of a monarch, of the
nobility, or of the people. The second division is that by the form
of government (forma regiminis) and is based on the way in
which the state makes use of its power; this way is based on the
constitution, which is the act of the general will through which
the many persons become one nation. In this respect government is
either republican or despotic. Republicanism is the political
principle of the separation of the executive power (the
administration) from the legislative; despotism is that of the
autonomous execution by the state of laws which it has itself
decreed. Thus in a despotism the public will is administered by the
ruler as his own will. Of the three forms of the state, that of
democracy is, properly speaking, necessarily a despotism, because
it establishes an executive power in which "all" decide for or even
against one who does not agree; that is, "all," who are not quite
all, decide, and this is a contradiction of the general will with
itself and with freedom.
Every form of government which is not representative is,
properly speaking, without form. The legislator can unite in one
and the same person his function as legislative and as executor of
his will just as little as the universal of the major premise in a
syllogism can also be the subsumption of the particular under the
universal in the minor. And even though the other two constitutions
are always defective to the extent that they do leave room for this
mode of administration, it is at least possible for them to assume
a mode of government conforming to the spirit of a representative
system (as when Frederick II at least said he was merely the
first servant of the state).5
On the other hand, the democratic mode of government makes this
impossible, since everyone wishes to be master. Therefore, we can
say: the smaller the personnel of the government (the smaller the
number of rulers), the greater is their representation and the more
nearly the constitution approaches to the possibility of
republicanism; thus the constitution may be expected by gradual
reform finally to raise itself to republicanism. For these reasons
it is more difficult for an aristocracy than for a monarchy to
achieve the one completely juridical constitution, and it is
impossible for a democracy to do so except by violent
revolution.
The mode of governments,6
however, is incomparably more important to the people than the form
of sovereignty, although much depends on the greater or lesser
suitability of the latter to the end of [good] government. To
conform to the concept of law, however, government must have a
representative form, and in this system only a republican mode of
government is possible; without it, government is despotic and
arbitrary, whatever the constitution may be. None of the ancient
so-called "republics" knew this system, and they all finally and
inevitably degenerated into despotism under the sovereignty of one,
which is the most bearable of all forms of despotism.
SECOND DEFINITIVE ARTICLE FOR A PERPETUAL
PEACE
"The Law of Nations Shall be Founded on a
Federation of Free States";
Peoples, as states, like individuals, may be judged to injure
one another merely by their coexistence in the state of nature
(i.e., while independent of external laws). Each of then, may and
should for the sake of its own security demand that the others
enter with it into a constitution similar to the civil
constitution, for under such a constitution each can be secure in
his right. This would be a league of nations, but it would not have
to be a state consisting of nations. That would be contradictory,
since a state implies the relation of a superior (legislating) to
an inferior (obeying), i.e., the people, and many nations in one
state would then constitute only one nation. This contradicts the
presupposition, for here we have to weigh the rights of nations
against each other so far as they are distinct states and not
amalgamated into one.
When we see the attachment of savages to their lawless freedom,
preferring ceaseless combat to subjection to a lawful constraint
which they might establish, and thus preferring senseless freedom
to rational freedom, we regard it with deep contempt as barbarity,
rudeness, and a brutish degradation of humanity. Accordingly, one
would think that civilized people (each united in a state) would
hasten all the more to escape, the sooner the better, from such a
depraved condition. But, instead, each state places its majesty
(for it is absurd to speak of the majesty of the people) in being
subject to no external juridical restraint, and the splendor of its
sovereign consists in the fact that many thousands stand at his
command to sacrifice themselves for something that does not concern
them and without his needing to place himself in the least
danger.7 The chief difference
between European and American savages lies in the fact that many
tribes of the latter have been eaten by their enemies, while the
former know how to make better use of their conquered enemies than
to dine off them; they know better how to use them to increase the
number of their subjects and thus the quantity of instruments for
even more extensive wars.
When we consider the perverseness of human nature which is
nakedly revealed in the uncontrolled relations between nations
(this perverseness being veiled in the state of civil law by the
constraint exercised by government), we may well be astonished that
the word "law" has not yet been banished from war politics as
pedantic, and that no state has yet been bold enough to advocate
this point of view. Up to the present, Hugo Grotius, Pufendorf,
Vattel, and many other irritating comforters have been cited in
justification of war, though their code, philosophically or
diplomatically formulated, has not and cannot have the least legal
force, because states as such do not stand under a common external
power. There is no instance on record that a state has ever been
moved to desist from its purpose because of arguments backed up by
the testimony of such great men. But the homage which each state
pays (at least in words) to the concept of law proves that there is
slumbering in man an even greater moral disposition to become
master of the evil principle in himself (which he cannot disclaim)
and to hope for the same from others. Otherwise the word "law"
would never be pronounced by states which wish to war upon one
another; it would be used only ironically, as a Gallic prince
interpreted it when he said, "It is the prerogative which nature
has given the stronger that the weaker should obey him."
States do not plead their cause before a tribunal; war alone is
their way of bringing suit. But by war and its favorable issue, in
victory, right is not decided, and though by a treaty of peace this
particular war is brought to an end, the state of war, of always
finding a new pretext to hostilities, is not terminated. Nor can
this be declared wrong, considering the fact that in this state
each is the judge of his own case. Notwithstanding, the obligation
which men in a lawless condition have under the natural law, and
which requires them to abandon the state of nature, does not quite
apply to states under the law of nations, for as states they
already have an internal juridical constitution and have thus
outgrown compulsion from others to submit to a more extended lawful
constitution according to their ideas of right. This is true in
spite of the fact that reason, from its throne of supreme moral
legislating authority, absolutely condemns war as a legal recourse
and makes a state of peace a direct duty, even though peace cannot
be established or secured except by a compact among nations.
For these reasons there must be a league of a particular kind,
which can be called a league of peace (foedus pacificum),
and which would be distinguished from a treaty of peace (pactum
pacis) by the fact that the latter terminates only one war,
while the former seeks to make an end of all wars forever. This
league does not tend to any dominion over the power of the state
but only to the maintenance and security of the freedom of the
state itself and of other states in league with it, without there
being any need for them to submit to civil laws and their
compulsion, as men in a state of nature must submit.
The practicability (objective reality) of this idea of
federation, which should gradually spread to all states and thus
lead to perpetual peace, can be proved. For if fortune directs that
a powerful and enlightened people can make itself a republic, which
by its nature must be inclined to perpetual peace, this gives a
fulcrum to the federation with other states so that they may adhere
to it and thus secure freedom under the idea of the law of nations.
By more and more such associations, the federation may be gradually
extended.
We may readily conceive that a people should say, "There ought
to be no war among us, for we want to make ourselves into a state;
that is, we want to establish a supreme legislative, executive, and
judiciary power which will reconcile our differences peaceably."
But when this state says, "There ought to be no war between myself
and other states, even though I acknowledge no supreme legislative
power by which our rights are mutually guaranteed," it is not at
all clear on what I can base my confidence in my own rights unless
it is the free federation, the surrogate of the civil social order,
which reason necessarily associates with the concept of the law of
nations assuming that something is really meant by the
latter.
The concept of a law of nations as a right to make war does not
really mean anything, because it is then a law of deciding what is
right by unilateral maxims through force and not by universally
valid public laws which restrict the freedom of each one. The only
conceivable meaning of such a law of nations might be that it
serves men right who are so inclined that they should destroy each
other and thus find perpetual peace in the vast grave that swallows
both the atrocities and their perpetrators. For states in their
relation to each other, there cannot be any reasonable way out of
the lawless condition which entails only war except that they, like
individual men, should give up their savage (lawless) freedom,
adjust themselves to the constraints of public law, and thus
establish a continuously growing state consisting of various
nations (civitas gentium), which will ultimately include all
the nations of the world. But under the idea of the law of nations
they do not wish this, and reject in practice what is correct in
theory. If all is not to be lost, there can be, then, in place of
the positive idea of a world republic, only the negative surrogate
of an alliance which averts war, endures, spreads, and holds back
the stream of those hostile passions which fear the law, though
such an alliance is in constant peril of their breaking loose
again.8 Furor impius intus .
. . fremit horridus ore cruento (Virgil).
THIRD DEFINITIVE ARTICLE FOR A PERPETUAL
PEACE
"The Law of World Citizenship Shall Be Limited
to Conditions of Universal Hospitality";
Here, as in the preceding articles, it is not a question of
philanthropy but of right. Hospitality means the right of a
stranger not to be treated as an enemy when he arrives in the land
of another. One may refuse to receive him when this can be done
without causing his destruction; but, so long as he peacefully
occupies his place, one may not treat him with hostility. It is not
the right to be a permanent visitor that one may demand. A special
beneficent agreement would be needed in order to give an outsider a
right to become a fellow inhabitant for a certain length of time.
It is only a right of temporary sojourn, a right to associate,
which all men have. They have it by virtue of their common
possession of the surface of the earth, where, as a globe, they
cannot infinitely disperse and hence must finally tolerate the
presence of each other. Originally, no one had more right than
another to a particular part of the earth.
Uninhabitable parts of the earth the sea and the deserts
divide this community of all men, but the ship and the camel
(the desert ship) enable them to approach each other across these
unruled regions and to establish communication by using the common
right to the face of the earth, which belongs to human beings
generally. The inhospitality of the inhabitants of coasts (for
instance, of the Barbary Coast) in robbing ships in neighboring
seas or enslaving stranded travelers, or the inhospitality of the
inhabitants of the deserts (for instance, the Bedouin Arabs) who
view contact with nomadic tribes as conferring the right to plunder
them, is thus opposed to natural law, even though it extends the
right of hospitality, i.e., the privilege of foreign arrivals, no
further than to conditions of the possibility of seeking to
communicate with the prior inhabitants. In this way distant parts
of the world can come into peaceable relations with each other, and
these are finally publicly established by law. Thus the human race
can gradually be brought closer and closer to a constitution
establishing world citizenship.
But to this perfection compare the inhospitable actions of the
civilized and especially of the commercial states of our part of
the world. The injustice which they show to lands and peoples they
visit (which is equivalent to conquering them) is carried by them
to terrifying lengths. America, the lands inhabited by the Negro,
the Spice Islands, the Cape, etc., were at the time of their
discovery considered by these civilized intruders as lands without
owners, for they counted the inhabitants as nothing. In East India
(Hindustan), under the pretense of establishing economic
undertakings, they brought in foreign soldiers and used them to
oppress the natives, excited widespread wars among the various
states, spread famine, rebellion, perfidy, and the whole litany of
evils which afflict mankind.
China9 and Japan (Nippon),
who have had experience with such guests, have wisely refused them
entry, the former permitting their approach to their shores but not
their entry, while the latter permit this approach to only one
European people, the Dutch, but treat them like prisoners, not
allowing them any communication with the inhabitants. The worst of
this (or, to speak with the moralist, the best) is that all these
outrages profit them nothing, since all these commercial ventures
stand on the verge of collapse, and the Sugar Islands, that place
of the most refined and cruel slavery, produces no real revenue
except indirectly, only serving a not very praiseworthy purpose of
furnishing sailors for war fleets and thus for the conduct of war
in Europe. This service is rendered to powers which make a great
show of their piety, and, while they drink injustice like water,
they regard themselves as the elect in point of orthodoxy.
Since the narrower or wider community of the peoples of the
earth has developed so far that a violation of rights in one place
is felt throughout the world, the idea of a law of world
citizenship is no high-flown or exaggerated notion. It is a
supplement to the unwritten code of the civil and international
law, indispensable for the maintenance of the public human rights
and hence also of perpetual peace. One cannot flatter oneself into
believing one can approach this peace except under the condition
outlined here.
First Supplement, "Of the Guarantee for Perpetual Peace"
Second Supplement, "Secret Article for Perpetual Peace"
Appendix I, "On the Opposition Between Morality and Politics
With Respect to Perpetual Peace"
Appendix II, "Of the Harmony Which the Transcendental Concept of
Public Right Established Between Morality and Politics"
Notes
1. A hereditary kingdom is not
a state which can be inherited by another state, but the right to
govern it can be inherited by another physical person. The state
thereby acquires a ruler, but he, as a ruler (i.e., as one already
possessing another realm), does not acquire the state.
2. It has not without cause
hitherto been doubted whether besides the commands (leges
praeceptivae) and prohibitions (leges prohibitivae)
there could also be permissive laws (leges permissivae) of
pure reason. For laws as such contain a principle of objective
practical necessity, while permission implies a principle of the
practical contingency of certain actions. Hence a law of permission
would imply constraint to an action to do that to which no one can
be constrained. If the object of the law has the same meaning in
both cases, this is a contradiction. But in permissive law, which
is in question here, the prohibition refers only to the future mode
of acquisition of a right (e.g., by succession), while the
permission annuls this prohibition only with reference to the
present possession. This possession, though only putative, may be
held to be just (possessio putative) in the transition from
the state of nature to a civil state, by virtue of a permissive law
included under natural law, even though it is [strictly] illegal.
But, as soon as it is recognized as illegal in the state of nature,
a similar mode of acquisition in the subsequent civil state (after
this transition has occurred) is forbidden, and this right to
continuing possession would not hold if such a presumptive
acquisition had taken place in the civil state. For in this case it
would be an infringement which would have to cease as soon as its
illegality was discovered.
I have wished only to call the attention of the
teachers of natural law to the concept of a lex permissive,
which systematic reason affords, particularly since in civil
(statute) law use is often made of it. But in the ordinary use of
it, there is this difference: prohibitive law stands alone, while
permission is not introduced into it as a limiting condition (as it
should be) but counted among the exceptions to it. Then it is said,
"This or that is forbidden, except Nos. 1, 2, 3," and so on
indefinitely. These exceptions are added to the law only as an
afterthought required by our groping around among cases as they
arise, and not by any principle. Otherwise the conditions would
have had to be introduced into the formula of the prohibition, and
in this way it would itself have become a permissive law. It is,
therefore, unfortunate that the subtle question proposed by the
wise and acute Count von Windischgrätz was never answered and
soon consigned to oblivion, because it insisted on the point here
discussed. For the possibility of a formula similar to those of
mathematics is the only legitimate criterion of a consistent
legislation, and without it the so-called ius certum must
always remain a pious wish. Otherwise we shall have merely general
laws (which apply to a great number of cases), but no universal
laws (which apply to all cases) as the concept of law seems to
requires.
3. We ordinarily assume that no
one may act inimically toward another except when he has been
actively injured by the other. This is quite correct if both are
under civil law, for, by entering into such a state, they afford
each other the requisite security through the sovereign which has
power over both. Man (or the people) in the state of nature
deprives me of this security and injures me, if he is near me, by
this mere status of his, even though he does not injure me actively
(facto); he does so by the lawlessness of his condition (statu
iniusto) which constantly threatens me. Therefore, I can compel
him either to enter with me into a state of civil law or to remove
himself from my neighborhood. The postulate which is basic to all
the following articles is: All men who can reciprocally influence
each other must stand under some civil constitution.
Every juridical constitution which concerns the
person who stands under it is one of the following:
(1) The constitution conforming to the civil law
of men in a nation (ius civitatis).
(2) The constitution conforming to the law of
nations in their relation to one another (ius
gentium).
(3) The constitution conforming to the law of
world citizenship, so far as men and states are considered as
citizens of a universal state of men, in their external mutual
relationships (ius cosmopoliticum).
This division is not arbitrary, being necessary
in relation to the idea of perpetual peace. For if only one state
were related to another by physical influence and were yet in a
state of nature, war would necessarily follow, and our purpose here
is precisely to free ourselves of war.
4. Juridical (and hence)
external freedom cannot be defined, as is usual, by the privilege
of doing anything one wills so long as he does not injure another.
For what is a privilege? It is the possibility of an action so far
as one does not injure anyone by it. Then the definition would
read: Freedom is the possibility of those actions by which one does
no one an injury. One does another no injury (he may do as he
pleases) only if he does another no injury an empty
tautology. Rather, my external (juridical) freedom is to be defined
as follows: It is the privilege to lend obedience to no external
laws except those to which I could have given consent. Similarly,
external (juridical) equality in a state is that relationship among
the citizens in which no one can lawfully bind another without at
the same time subjecting himself to the law by which he also can be
bound. No definition of juridical dependence is needed, as this
already lies in the concept of a state's constitution as
such.
The validity of these inborn rights, which are
inalienable and belong necessarily to humanity, is raised to an
even higher level by the principle of the juridical relation of man
to higher beings, for, if he believes in them, he regards himself
by the same principles as a citizen of a supersensuous world. For
in what concerns my freedom, I have no obligation with respect to
divine law, which can be acknowledged by my reason alone, except in
so far as I could have given my consent to it. Indeed, it is only
through the law of freedom of my own reason that I frame a concept
of the divine will. With regard to the most sublime reason in the
world that I can think of, with the exception of God say,
the great Aeon when I do my duty in my post as he does in
his, there is no reason under the law of equality why obedience to
duty should fall only to me and the right to command only to him.
The reason why this principle of equality does not pertain to our
relation to God (as the principle of freedom does) is that this
Being is the only one to which the concept of duty does not
apply.
But with respect to the right of equality of all
citizens as subjects, the question of whether a hereditary nobility
may be tolerated turns upon the answer to the question as to
whether the pre-eminent rank granted by the state to one citizen
over another ought to precede merit or follow it. Now it is obvious
that, if rank is associated with birth, it is uncertain whether
merit (political skill and integrity) will also follow; hence it
would be as if a favorite without any merit were given command. The
general will of the people would never agree to this in the
original contract, which is the principle of all law, for a
nobleman is not necessarily a noble man. With regard to the
nobility of office (as we might call the rank of the higher
magistracy) which one must earn by merit, this rank does not belong
to the person as his property; it belongs to his post, and equality
is not thereby infringed, because when a man quits his office he
renounces the rank it confers and re-enters into the class of his
fellows.
5. The lofty epithets of "the
Lord's anointed…… the executor of the divine will on
earth," and "the vicar of God," which have been lavished on
sovereigns, have been frequently censured as crude and intoxicating
flatteries. But this seems to me without good reason. Far from
inspiring a monarch with pride, they should rather render him
humble, providing he possesses some intelligence (which we must
assume). They should make him reflect that he has taken an office
too great for man, an office which is the holiest God has ordained
on earth, to be the trustee of the rights of men, and that he must
always stand in dread of having in some way injured this "apple of
God's eye."
6. Mallet du Pan, in his
pompous but empty and hollow language, pretends to have become
convinced, after long experience, of the truth of Pope's well-known
saying:
"For forms of government let fools contest:
Whate'er is best administered, is best."
If that means that the best-administered state
is the state that is best administered, he has, to make use of
Swift's expression, "cracked a nut to come at a maggot." But if it
means that the best-administered state also has the best mode of
government, i.e., the best constitution, then it is thoroughly
wrong, for examples of good governments prove nothing about the
form of government. Whoever reigned better than a Titus and a
Marcus Aurelius? Yet one was succeeded by a Domitian and the other
by a Commodus. This could never have happened under a good
constitution, for their unworthiness for this post was known early
enough and also the power of the ruler was sufficient to have
excluded them.
7. A Bulgarian prince gave the
following answer to the Greek emperor who good-naturedly suggested
that they settle their difference by a duel: "A smith who has tongs
won't pluck the glowing iron from the fire with his bare
hands."
8. It would not ill become a
people that has just terminated a war to decree, besides a day of
thanksgiving, a day of fasting in order to ask heaven, in the name
of the state, for forgiveness for the great iniquity which the
human race still goes on to perpetuate in refusing to submit to a
lawful constitution in their relation to other peoples, preferring,
from pride in their independence, to make use of the barbarous
means of war even though they are not able to attain what is
sought, namely, the rights of a single state. The thanksgiving for
victory won during the war, the hymns which are sung to the God of
Hosts (in good Israelitic manner), stand in equally sharp contrast
to the moral idea of the Father of Men. For they not only show a
sad enough indifference to the way in which nations seek their
rights, but in addition express a joy in having annihilated a
multitude of men or their happiness.
9. To call this great empire by
the name it gives itself, namely "China" and not "Sina" or anything
like that, we have only to refer to [A.] Georgi, Alphabetum
Tibetanum, pp. 651-54, especially note b. According to the note
of Professor [Johann Eberhard] Fischer of Petersburg, there is no
definite word used in that country as its name; the most usual word
is "Kin," i.e., gold (which the Tibetans call "Ser"). Accordingly,
the emperor is called "the king of gold," that is, king of the most
splendid country in the world. In the empire itself, this word may
be pronounced Chin, while because of the 'guttural sound the
Italian missionaries may have called it Kin. It is
clear that what the Romans called the "Land of Seres" was China;
the silk, however, was sent to Europe across Greater Tibet (through
Lesser Tibet, Bukhara, Persia, and then on).
This suggests many reflections concerning the
antiquity of this wonderful state, in comparison with that of
Hindustan at the time of its union with Tibet and thence with
Japan. We see, on the contrary, that the name "Sina" or "Tshina,"
said to have been used by the neighbors of the country, suggests
nothing.
Perhaps we can also explain the very ancient but
never well-known intercourse of Europe with Tibet by considering
the shout, ('Konx Ompax'), of the hierophants in the
Eleusinian mysteries, as we learn from Hysichius (cf. Travels of
the Young Anacharsis, Part V, p. 447 ff.). For, according to
Georgi, op. cit., the word Concoia means God, which
has a striking resemblance to Konx. Pah-cio (ibid.,
520), which the Greeks may well have pronounced pax, means the
promulgator legis, divinity pervading the whole of nature (also
called Cencresi, p. 177). Om, however, which La Croze
translates as benedictus ("blessed"), when applied to
divinity perhaps means "the beatified" (p. 507). P. Franz Orazio
often asked the Lamas of Tibet what they understood by "God"
(Concoia) and always got the answer, "It is the assembly of
saints" (i.e., the assembly of the blessed ones who, according to
the doctrine of rebirth, finally, after many wanderings through
bodies of all kinds, have returned to God, or Burchane; that
is to say, they are transmigrated souls, beings to be worshiped, p.
223). That mysterious expression Konx Ompax may well mean
"the holy" (Konx), the blessed (Om), the wise
(Pax), the supreme being pervading the world (nature
personified). Its use in the Greek mysteries may indicate
monotheism among the epopts in contrast to the polytheism of the
people (though Orazio scented atheism there). How that mysterious
word came to the Greeks via Tibet can perhaps be explained in this
way; and the early traffic of Europe with China, also through
Tibet, and perhaps earlier than communication with Hindustan, is
made probable.
First Supplement, "Of the Guarantee for Perpetual Peace"
Second Supplement, "Secret Article for Perpetual Peace"
Appendix I, "On the Opposition Between Morality and Politics
With Respect to Perpetual Peace"
Appendix II, "Of the Harmony Which the Transcendental Concept of
Public Right Established Between Morality and Politics"
Obtained from
http://www.mtholyoke.edu:80/acad/intrel/kant/kant1.htm and
recast into HTML.
Constitution
Society
Fredsakademiet.dk.
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